BREAKFAST SESSION - Wealth management roundtable

Compliance in wealth management and investment advisory is becoming increasingly complex.

More regulations, more documentation, more follow-up, and above all, too much manual work. The real challenge today is not just to remain compliant, but to organise compliance in a smart way.

Lighthouse and Harmoney invite you to an exclusive Harmoney Circle breakfast event, specifically for wealth managers, portfolio managers, investment advisors, and fund management companies.

A compact, interactive morning format where peers share their real-life challenges and where we show how compliance can be organised in a simpler, more consistent, and audit-proof way.

Who is this for?

This breakfast event is intended for professionals active in wealth management, portfolio management, investment advisory, and fund management companies.

Why you shouldn’t miss this event

During this breakfast event, you will:

• start from shared real-life challenges, not from rules or tools
• hear how other organisations deal with the same compliance issues
• exchange experiences on what works and what doesn’t
• discover how compliance can be orchestrated without adding complexity
• gain insights that can be applied immediately within your own organisation

The Harmoney Circle is not about inspiration for “someday”, but about concrete lessons you can take with you today.

Your morning, mapped out

08:30 – 09:00 // Welcome & breakfast

An informal start with coffee, breakfast, and first conversations between peers.

09:00 – 09:15 // Introduction to the Harmoney Circle

Why orchestration is the next step in compliance for wealth managers.

09:15 – 10:00 // Roundtable – your reality today (part 1)

Open discussion around common pain points:

• Screening workflows
• Documentation of legal entities
• Follow-up and periodic reviews
• Risk scoring and consistency

10:00 – 10:15 // Break & networking

10:15 – 11:00 // Roundtable – your reality today (part 2)

Continuation of the open discussion on shared challenges.

11:00 – 11:30 // Open discussion & shared lessons

What truly works? What do we take away? Which next steps make sense for your organisation?

Part of the Harmoney Circle

The Harmoney Circle brings compliance professionals together in a compact, practical, and no-nonsense format. Without theoretical models or sales pitches, but with real cases, open peer-to-peer exchange, and insights you can immediately apply within your own compliance operations.

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